Search Articles
SEATTLE – Richard A. Finger Jr. used his company, Black Diamond Securities, to lose clients’ $1.9 million through improper trading “while he simultaneously extracted around $2.1 million in trading commissions from the accounts,” the SEC says.
Categories /
Uncategorized
Subscribe to our free newsletters
Our weekly newsletter Closing Arguments offers the latest about ongoing trials, major litigation and rulings in courthouses around the U.S. and the world, while the monthly Under the Lights dishes the legal dirt from Hollywood, sports, Big Tech and the arts.